The bonds between atoms and molecules give an intrinsic lattice resistance, , that give pure crystal structures an inherent strength: the covalent bonds in ceramics are naturally strong, whereas the bonds in metals are innately soft.
It is useful to increase this lattice resistance though various strengthening mechanisms.
Solid Solution Hardening
Impurities are inserted into a pure lattice to increase the resistance to dislocation movement. This can be substitutional or interstitial, depending on the size of the inserted atoms.
Substitutional
This is when solute atoms of a similar size replace the solvent ones.

The new dislocation yielf strength, increases:
is the intrinsic lattice resistance per unit length (N/m)
is the solute solution resistance per unit length (N/m)
As the concentration of the solute atom, , increases, the roughness of the slip plane increases too. This, in turn, increases the critical shear stress to initiate slip as follows:
Interstitial
This is when smaller or larger solute atoms fill the gaps in the crystal structure. Typically, they propagate at the dislocation core, relieving some of the tension in the area. They anchor the dislocation, preventing it from moving. Any applied shear stress must now be larger to induce movement.
Smaller solute atoms tend to diffuse and propagate faster, so even at low concentrations are excellent hardeners.
Precipitation Hardening
Various heat treatments cause precipitates to form in a crystal lattice, which act as obstacles to dislocation movement.

The precipitates do not allow the dislocation to move through them, so are pressed around them. This causes them to curve, which requires energy (as the line tension restoring force must be overcome).
The restoring force is maximum when the dislocation is semi-circular – the critical form above. Here, the applied shear force is equal to two times the line tension on either side of the bulge.
The dislocation can only be pushed through the gap when
is the applied shear stress (MPa)
is the line tension per unit length (J/m)
is the gap between precipitates (m)
is the Burger’s vector (m)
The critical shear stress is therefore:
The resistance against dislocation movement due to precipitates, , is given as:
Work Hardening
Work strengthening forces dislocations to move and reform in a lattice. The dislocations are then impeded and will require more energy to move further. This is because
- Like dislocations (tensile or compressive) will repel one another
- Forcing dislocations to move irregularly creates dislocation jogs – they become intertwined networks and as such immobile.
A higher dislocation density means there is a shorter distance between dislocations, and so there are more obstacles to hinder further dislocation motion. The critical shear stress increases with the increased dislocation density:
is the critical shear stress (MPa)
is the initial stress not due to work hardening
is a material constant
is the dislocation density
Dislocation density increase proportionately with plastic strain.
Hall-Petch Effect (Grain Boundary Hardening)
Grain boundaries act as excellent barriers to dislocation movement for two reasons:
- Grains tend to be differently orientated, so the dislocation will have to change direction
- The crystal structure is disordered along a boundary, resulting in discontinuities of slip planes.
Grain size, therefore, has a dramatic effect on the yield shear stress of a material, . This is clearly shown in the Hall-Petch Equation:
is the initial resistance shear stress due to other hardening mechanisms
is the locking parameter, measuring the effect of hardening on grain boundaries
is the mean average diameter
Common values are:
Copper | 8.3 | 0.11 |
Titanium | 26.7 | 0.40 |
Mild Steel | 23.3 | 0.74 |
Nickel Aluminide | 100 | 1.70 |
Recovery & Recrystallisation
This is a process in which fine crystals are produced.
- Plastic Deformation
Strain hardening occurs, where the additional energy is stored in dislocations (the lattice has a higher dislocation density). - Heat Treatment
The microstructure and properties are refined in two stages- Recovery
Some of the stored strain energy is released through dislocation movement and annihilation through atomic diffusion. Dislocation density decreases slightly, softening the material. There is still significant strain energy in the grains. - Recrystallisation
The vast imbalance in strain energies between different grains is unstable, and as such a new set of strain-free and equally sized (equiaxial) grains forms. This happens initially trough nucleation and then growth.
- Recovery
Recrystallisation depends on time, temperature, and the initial plastic deformation. The recrystallisation temperature is defined as the temperature at which recrystallisation completes in one hour – generally about 1/3 to ½ of the melting temperature.
Increasing initial cold work reduces the recrystallisation temperature.
Hot working is when the recrystallisation is done above the required temperature, when the material is still relatively soft and ductile. This allows much larger deformations to be made, such as shaping the material, but it will settle strong.
- Substitutional solid solution hardening is when solute atoms replace solvent ones:
- The concentration is related to the strength:
- Interstitial solid solution hardening is when smaller or larger solutes are added into gaps in the lattice to alleviate tensile energies
- Precipitation hardening provides obstacles which dislocations must overcome – this requires a lot of energy
- Work hardening strengthens the material by increasing the dislocation density:
- The Hall-Petch equation links yield stress and grain size:
- Fine crystals are produced in the following steps:
- Plastic Deformation
- Heat Treatment
- Recovery
- Recrystallisation